Are you an asset manager or another financial intermediary ?
We advise asset managers and other financial intermediaries for the legal day-to-day management in relation to financial products and services.
Legal day-to-day management
Our clients choose us to act as their “outsourced in-house counsel” or “outsourced Deputy Compliance Officer”. We allow you to become more efficient by outsourcing your legal work. Our team of specialized lawyers with broad expertise and skills is available on a day-to-day basis to quickly answer your questions.
Areas of law
We advise you in relation to asset management, investment advisory services, placement and distribution of collectives investment schemes (i.e. mutual funds) and structured products, brokerage, trading.
Reviewing and drafting
We review and draft your legal documents such as discretionary management mandates, investment advisory agreements, distribution agreements, cooperation agreements and internal documentation (such as anti-money laundering directives and compliance manuals).
Assisting and coaching
We assist and coach compliance officers, including Deputy Compliance Officers approved by FINMA. We provide specific training on-site to your employees on Swiss financial laws.
Legal monitoring
We provide you on a regular basis (for instance quarterly or annually) with updates on Swiss financial laws & regulations and supervise the implementation of such new rules (including in terms of internal directives & processes): Financial Institutions Act (FinIA), Financial Services Act (FinSA), Collective Investment Schemes Act (CISA), Financial Market Infrastructure Act (FMIA), Banking Act BA), Swiss Financial Market Supervisory Authority Act (FINMASA) and Anti-Money Laundering Act (AML).
What our clients say
Contact us for a free discussion
Our team is available to discuss your needs and answer your questions about Legal Outsourcing services.